PART 16RULES OF PRACTICE FOR FEDERALLYASSISTED AIRPORT ENFORCEMENT PROCEEDINGS.docx
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PART 16RULES OF PRACTICE FOR FEDERALLYASSISTED AIRPORT ENFORCEMENT PROCEEDINGS.docx
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PART16RULESOFPRACTICEFORFEDERALLYASSISTEDAIRPORTENFORCEMENTPROCEEDINGS
CodeofFederalRegulations
Title14-AeronauticsandSpace
Volume:
1
Date:
2011-01-01
OriginalDate:
2011-01-01
Title:
PART16-RULESOFPRACTICEFORFEDERALLY-ASSISTEDAIRPORTENFORCEMENTPROCEEDINGS
Context:
Title14-AeronauticsandSpace.CHAPTERI-FEDERALAVIATIONADMINISTRATION,DEPARTMENTOFTRANSPORTATION.SUBCHAPTERB-PROCEDURALRULES.
Pt.16
PART16—RULESOFPRACTICEFORFEDERALLY-ASSISTEDAIRPORTENFORCEMENTPROCEEDINGS
SubpartA—GeneralProvisions
Sec.
16.1
Applicabilityanddescriptionofpart.
16.3
Definitions.
16.5
Separationoffunctions.
SubpartB—GeneralRulesApplicabletoComplaints,ProceedingsInitiatedbytheFAA,andAppeals
16.11
Expeditionandothermodificationofprocess.
16.13
Filingofdocuments.
16.15
Serviceofdocumentsonthepartiesandtheagency.
16.17
Computationoftime.
16.19
Motions.
SubpartC—SpecialRulesApplicabletoComplaints
16.21
Pre-complaintresolution.
16.23
Complaints,answers,replies,rebuttals,andotherdocuments.
16.25
Dismissals.
16.27
Incompletecomplaints.
16.29
Investigations.
16.31
Director'sdeterminationsafterinvestigations.
16.33
Finaldecisionswithouthearing.
SubpartD—SpecialRulesApplicabletoProceedingsInitiatedbytheFAA
16.101
Basisfortheinitiationofagencyaction.
16.103
Noticeofinvestigation.
16.105
Failuretoresolveinformally.
SubpartE—ProposedOrdersofCompliance
16.109
Ordersterminatingeligibilityforgrants,ceaseanddesistorders,andothercomplianceorders.
SubpartF—Hearings
16.201
Noticeandorderofhearing.
16.202
Powersofahearingofficer.
16.203
Appearances,parties,andrightsofparties.
16.207
Interventionandotherparticipation.
16.209
Extensionoftime.
16.211
Prehearingconference.
16.213
Discovery.
16.215
Depositions.
16.217
Witnesses.
16.219
Subpoenas.
16.221
Witnessfees.
16.223
Evidence.
16.225
Publicdisclosureofevidence.
16.227
Standardofproof.
16.229
Burdenofproof.
16.231
Offerofproof.
16.233
Record.
16.235
Argumentbeforethehearingofficer.
16.237
Waiverofprocedures.
SubpartG—InitialDecisions,OrdersandAppeals
16.241
Initialdecisions,orders,andappeals.
16.243
Consentorders.
SubpartH—JudicialReview
16.247
Judicialreviewofafinaldecisionandorder.
SubpartI—ExParteCommunications
16.301
Definitions.
16.303
Prohibitedexpartecommunications.
16.305
Proceduresforhandlingexpartecommunications.
16.307
Requirementtoshowcauseandimpositionofsanction.
Authority:
49U.S.C.106(g),322,1110,1111,1115,1116,1718(a)and(b),1719,1723,1726,1727,40103(e),40113,40116,44502(b),46101,46104,46110,47104,47106(e),47107,47108,47111(d),47122,47123-47125,47151-47153,48103.
Source:
DocketNo.27783,61FR54004,October16,1996,unlessotherwisenoted.
SubpartA—GeneralProvisions
§16.1Applicabilityanddescriptionofpart.
(a)General.TheprovisionsofthispartgovernallproceedingsinvolvingFederally-assistedairports,exceptfordisputesbetweenU.S.andforeignaircarriersandairportproprietorsconcerningthereasonablenessofairportfeescoveredby14CFRpart302,whethertheproceedingsareinstitutedbyorderoftheFAAorbyfilingwiththeFAAacomplaint,underthefollowingauthorities:
(1)49U.S.C.40103(e),prohibitingthegrantofexclusiverightsfortheuseofanylandingareaorairnavigationfacilityonwhichFederalfundshavebeenexpended(formerlysection308oftheFederalAviationActof1958,asamended).
(2)RequirementsoftheAnti-HeadTaxAct,49U.S.C.40116.
(3)Theassurancescontainedingrant-in-aidagreementsissuedundertheFederalAirportActof1946,49U.S.C.1101etseq(repealed1970).
(4)Theassurancescontainedingrant-in-aidagreementsissuedundertheAirportandAirwayDevelopmentActof1970,asamended,49U.S.C.1701etseq.
(5)Theassurancescontainedingrant-in-aidagreementsissuedundertheAirportandAirwayImprovementActof1982(AAIA),asamended,49U.S.C.47101etseq.,specificallysection511(a),49U.S.C.47107(a)and(b).
(6)Section505(d)oftheAirportandAirwayImprovementActof1982,asamended,49U.S.C.47113.
(7)Obligationscontainedinpropertydeedsforpropertytransferredpursuanttosection16oftheFederalAirportAct(49U.S.C.1115),section23oftheAirportandAirwayDevelopmentAct(49U.S.C.1723),orsection516oftheAirportandAirwayImprovementAct(49U.S.C.47125).
(8)ObligationscontainedinpropertydeedsforpropertytransferredundertheSurplusPropertyAct(49U.S.C.47151-47153).
(b)Otheragencies.Whereagrantassuranceconcernsastatute,executiveorder,regulation,orotherauthoritythatprovidesanadministrativeprocessfortheinvestigationoradjudicationofcomplaintsbyaFederalagencyotherthantheFAA,personsshallusetheadministrativeprocessestablishedbythoseauthorities.Whereagrantassuranceconcernsastatute,executiveorder,regulation,orotherauthoritythatenablesaFederalagencyotherthantheFAAtoinvestigate,adjudicate,andenforcecomplianceunderthoseauthoritiesonitsowninitiative,theFAAmaydefertothatFederalagency.
(c)Otherenforcement.IfacomplaintoractioninitiatedbytheFAAinvolvesaviolationofthe49U.S.C.subtitleVIIorFAAregulations,exceptasspecifiedinparagraphs(a)
(1)and(a)
(2)ofthissection,theFAAmaytakeinvestigativeandenforcementactionunder14CFRpart13,“InvestigativeandEnforcementProcedures.”
(d)Effectivedate.ThispartappliestoacomplaintfiledwiththeFAAandtoaninvestigationinitiatedbytheFAAonorafterDecember16,1996.
§16.3Definitions.
TermsdefinedintheActsareusedassodefined.Asusedinthispart:
Actmeansastatutelistedin§16.1andanyregulation,agreement,ordocumentofconveyanceissuedormadeunderthatstatute.
AgencyattorneymeanstheDeputyChiefCounsel;theAssistantChiefCounselandattorneysintheAirports/EnvironmentalLawDivisionoftheOfficeoftheChiefCounsel;theAssistantChiefCounselandattorneysinanFAAregionorcenterwhorepresenttheFAAduringtheinvestigationofacomplaintoratahearingonacomplaint,andwhoprosecuteonbehalfoftheFAA,asappropriate.AnagencyattorneyshallnotincludetheChiefCounsel;theAssistantChiefCounselforLitigation,oranyattorneyonthestaffoftheAssistantChiefCounselforLitigation,whoadvisestheAssociateAdministratorregardinganinitialdecisionofthehearingofficeroranyappealtotheAssociateAdministratororwhoissupervisedinthatactionbyapersonwhoprovidessuchadviceinanactioncoveredbythispart.
AgencyemployeemeansanyemployeeoftheU.S.DepartmentofTransportation.
AssociateAdministratormeanstheAssociateAdministratorforAirportsoradesignee.
Complainantmeansthepersonsubmittingacomplaint.
ComplaintmeansawrittendocumentmeetingtherequirementsofthispartfiledwiththeFAAbyapersondirectlyandsubstantiallyaffectedbyanythingallegedlydoneoromittedtobedonebyanypersonincontraventionofanyprovisionofanyAct,asdefinedinthissection,astomatterswithinthejurisdictionoftheAdministrator.
DirectormeanstheDirectoroftheOfficeofAirportSafetyandStandards.
Director'sdeterminationmeanstheinitialdeterminationmadebytheDirectorfollowinganinvestigation,whichisanon-finalagencydecision.
FilemeanstosubmitwrittendocumentstotheFAAforinclusioninthePart16AirportProceedingsDocketortoahearingofficer.
Finaldecisionandordermeansafinalagencydecisionthatdisposesofacomplaintordeterminesarespondent'scompliancewithanyAct,asdefinedinthissection,anddirectsappropriateaction.
HearingofficermeansanattorneydesignatedbytheFAAinahearingordertoserveasahearingofficerinahearingunderthispart.Thefollowingarenotdesignatedashearingofficers:
theChiefCounselandDeputyChiefCounsel;theAssistantChiefCounselandattorneysintheFAAregionorcenterinwhichthenoncompliancehasallegedlyoccurredorisoccurring;theAssistantChiefCounselandattorneysintheAirportsandEnvironmentalLawDivisionoftheFAAOfficeoftheChiefCounsel;andtheAssistantChiefCounselandattorneysintheLitigationDivisionoftheFAAOfficeofChiefCounsel.
InitialdecisionmeansadecisionmadebythehearingofficerinahearingundersubpartFofthispart.
MailmeansU.S.firstclassmail;U.S.certifiedmail;andU.S.expressmail.
NoncompliancemeansanythingdoneoromittedtobedonebyanypersonincontraventionofanyprovisionofanyAct,asdefinedinthissection,astomatterswithinthejurisdictionoftheAdministrator.
Partymeansthecomplainant(s)andtherespondent(s)namedinthecomplaintand,afteraninitialdeterminationprovidinganopportunityforhearingisissuedunder§16.31andsubpartEofthispart,theagency.
Personinadditiontoitsmeaningunder49U.S.C.40102(a)(33),includesapublicagencyasdefinedin49U.S.C.47102(a)(15).
Personaldeliverymeanshanddeliveryorovernightexpressdeliveryservice.
Respondentmeansanypersonnamedinacomplaintasapersonresponsiblefornoncompliance.
Sponsormeans:
(1)Anypublicagencywhich,eitherindividuallyorjointlywithoneormoreotherpublicagencies,hasreceivedFederalfinancialassistanceforairportdevelopmentorplanningundertheFederalAirportAct,AirportandAirwayDevelopmentActorAirportandAirwayImprovementAct;
(2)Anyprivateownerofapublic-useairportthathasreceivedfinancialassistancefromtheFAAforsuchairport;and
(3)AnypersontowhomtheFederalGovernmenthasconveyedpropertyforairport
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