中国国际经济贸易仲裁委员会仲裁规则英文版.docx

中国国际经济贸易仲裁委员会仲裁规则英文版.docx

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中国国际经济贸易仲裁委员会仲裁规则英文版

中国国际经济贸易仲裁委员会仲裁规则

CHINAINTERNATIONALECONOMICANDTRADEARBITRATIONCOMMISSIONARBITRATIONRULES

（RevisedandAdoptedbyChinaChamberofInternationalCommerceonSeptember4，1995，EffectiveasfromOctober1，1995.）

ChapterIGeneralProvisions

　　Section1Jurisdiction

　　Article1TheseRulesareformulatedinaccordancewiththeArbitrationLawofthePeople’sRepublicofChinaandtheprovisionsoftherelevantlawsandpursuanttothe“Decision”oftheformerGovernmentAdministrationCounciloftheCentralPeople’sGovernmentandthe“Notice”and“OfficialReply”oftheStateCouncil.

　　Article2ChinaInternationalEconomicandTradeArbitrationCommission（originallynamedForeignTradeArbitrationCommissionoftheChinaCouncilforthePromotionofInternationalTrade，laterrenamedasForeignEconomicandTradeArbitrationCommissionoftheChinaCouncilforthePromotionofInternationalTrade，andpresentlycalledChinaInternationalEconomicandTradeArbitrationCommission，hereinafterreferredtoastheArbitrationCommission）independentlyandimpartiallyresolves，bymeansofarbitration，disputesarisingfrominternationalorforeign-related，contractualornon-contractual，economicandtradetransactions，includingthosedisputesbetweenforeignlegalpersonsand/ornaturalpersonsandChineselegalpersonsand/ornaturalpersons，betweenforeignlegalpersonsand/ornaturalpersons，andbetweenChineselegalpersonsand/ornaturalpersons，inordertoprotectthelegitimaterightsandinterestsofthepartiesandpromotethedevelopmentofdomesticandinternationaleconomyandtrade.

　　IncasethelaworadministrativeregulationsofthePeople’sRepublicofChinahavespecialprovisionsorspecialauthorizationconcerningthescopeofacceptingcases，theArbitrationCommissionmayacceptcasesinaccordancewiththespecialprovisionsorspecialauthorization.

　　Article3TheArbitrationCommissiontakescognizanceofcasesinaccordancewithanarbitrationagreementbetweenthepartiesconcludedbeforeoraftertheoccurrenceofthedisputetorefertheirdisputetotheArbitrationCommissionforarbitrationanduponthewrittenapplicationbyoneoftheparties.

　　Anarbitrationagreementmeansanarbitrationclausestipulatedbythepartiesintheircontractorawrittenagreementconcludedbythepartiesinotherformstosubmittheirdisputeforarbitration.

　　Article4TheArbitrationCommissionhasthepowertodecideontheexistenceandvalidityofanarbitrationagreementandthejurisdictionoveranarbitrationcase.IfapartychallengesthevalidityofthearbitrationagreementandrequeststheArbitrationCommissiontomakeadecisionthereuponandtheotherpartyappliestothePeople’sCourtforaruling，thelather’srulingshallprevail.

　　Article5Anarbitrationclausecontainedinacontractshallberegardedasexistingindependentlyandseparatelyfromtheotherclausesofthecontract，andanarbitrationagreementattachedtoacontractshallbetreatedasapartofthecontractexistingindependentlyandseparatelyfromtheotherpartsofthecontract.Thevalidityofanarbitrationclauseoranarbitrationagreementshallnotbeaffectedbythemodification，rescission，termination，invalidity，revocationornon-existenceofthecontract.

　　Article6Anyobjectionstoanarbitrationagreementand/orjurisdictionoveranarbitrationcaseshallberaisedbeforethefirsthearingconductedbythearbitrationtribunal.Whereacaseisexaminedonthebasisofdocumentsonly，theobjectionstojurisdictionshouldberaisedbeforesubmissionofthefirstsubstantivedefense.

　　Article7OncethepartiesagreetosubmittheirdisputetotheArbitrationCommissionforarbitration，itshallbedeemedthattheyhaveagreedtoconductthearbitrationundertheseRules.

　　Section2Organization

　　Article8TheArbitrationCommissionhasonehonoraryChairmanandseveraladvisers.

　　Article9TheArbitrationCommissioniscomposedofoneChairman，severalVice-ChairmenandanumberofCommissionmembers.TheChairmanperformsthefunctionsanddutiesvestedinhimbytheseRulesandtheVice-ChairmenmayperformtheChairman’sfunctionsanddutieswiththeChairman’sauthorization.

　　TheArbitrationCommissionhasasecretariattohandleitsday-to-dayworkundertheleadershipoftheSecretary-GeneraloftheArbitrationCommission.

　　Article10TheArbitrationCommissionmaintainsaPanelofArbitrators.ThearbitratorsareselectedandappointedbytheArbitrationCommissionfromamongChineseandforeignpersonageswithspecialknowledgeandpracticalexperienceinthefieldsoflaw，economicsandtrade，scienceandtechnology，andotherfields.

　　Article11TheArbitrationCommissionislocatedinBeijing.TheArbitrationCommissionhasaShenzhenSub-CommissioninShenzhenSpecialEconomicZoneandaShanghaiSub-CommissioninShanghai.TheSub-CommissionsareanintegralpartoftheArbitrationCommission.

　　TheSub-Commissionshavetheirownsecretariatstohandletheirday-to-dayworkundertheleadershipoftheSecretaries-GeneraloftheSub-Commissions.

　　TheseRulesuniformlyapplytotheArbitrationCommissionanditsSub-Commissions.WhenarbitrationproceedingsareconductedintheSub-Commissions，thefunctionsanddutiesundertheseRulestobecarriedoutbytheChairman，thesecretariatandtheSecretary-GeneraloftheArbitrationCommissionshallbeperformedbytheVice-ChairmenauthorizedbytheChairman，thesecretariatsandtheSecretaries-GeneraloftheSub-Commissionsrespectivelyandaccordingly.

　　Article12ThePartiesmayagreetohavetheirdisputesubmittedforarbitrationconductedbytheArbitrationCommissioninBeijingorbyitsShenzhenSub-CommissioninShenzhenorbyitsShanghaiSub-CommissioninShanghai.

　　Intheabsenceofsuchanagreement，theClaimantmayopttohavethearbitrationconductedbytheArbitrationCommissioninBeijingorbyitsShenzhenSub-CommissioninShenzhenorbyitsShanghaiSub-CommissioninShanghai.

　　Whenexercisingsuchoption，theoptionfirstmadeshallprevail.Ifadisputearisesovertheoption，itshallbedecidedbytheArbitrationCommission.

　　ChapterIIArbitrationProceedings

　　Section1ApplicationforArbitration，DefenseandCounter-claim

　　Article13ThearbitrationproceedingsshallcommencefromthedateonwhichtheNoticeofArbitrationissentoutbytheArbitrationCommissionoritsSub-Commissions.

　　Article14TheClaimantshallsatisfythefollowingrequirementswhensubmittinghisApplicationforArbitration：

（1）anApplicationforArbitrationinwritingshallbesubmittedandthefollowingshallbespecifiedintheApplicationforArbitration：

　　（a）thenameandaddressoftheClaimantandthoseoftheRespondent，includingthezipcode，telephonenumber，telexnumber，faxnumberandcablenumber，ifany；

　　（b）thearbitrationagreementrelieduponbytheClaimant；

　　（c）thefactsofthecaseandthemainpointsofdispute；

　　（d）theClaimant’sclaimandthefactsandevidenceonwhichhisclaimisbased.TheApplicationforArbitrationshallbesignedand/orstampedbytheClaimantand/ortheattorneyauthorizedbytheClaimant.

（2）WhenanApplicationforArbitrationissubmittedtotheArbitrationCommission，therelevantdocumentaryevidenceonwhichtheClaimant’sclaimisbasedshallaccompanytheApplicationforArbitration.

　　（3）TheClaimantshallpayanarbitrationfeeinadvancetotheArbitrationCommissionaccordingtotheArbitrationFeeScheduleoftheArbitrationCommission.

　　Article15AfterreceiptoftheApplicationforArbitrationanditsattachmentsandwhenthesecretariatoftheArbitrationCommission，afterexamination，deemsthattheClaimanthasnotcompletedtheformalitiesrequiredforarbitration，thesecretariatshalldemandtheClaimanttocompletethem，andwhenthesecretariatdeemsthattheClaimanthascompletedtheformalities，thesecretariatshallimmediatelysendtotheRespondentaNoticeofArbitrationtogetherwithonecopyeachoftheClaimant’sApplicationforArbitrationanditsattachmentsaswellastheArbitrationRules，thePanelofArbitratorsandtheArbitrationFeeScheduleoftheArbitrationCommission，andshallsimultaneouslysendtotheClaimantonecopyeachoftheNoticeofArbitration，theArbitrationRules，thePanelofArbitratorsandArbitrationFeeSchedule.

　　ThesecretariatoftheArbitrationCommission，aftersendingtheNoticeofArbitrationtotheClaimantandRespondent，theNoticeofArbitrationtotheClaimantandRespondent，shallappointoneofitsstaff-memberstotakechargeofproceduraladministrationofthecase.

　　Article16TheClaimantandtheRespondentshall，within20daysasfromthedateofreceiptoftheNoticeofArbitration，appointanarbitratorfromamongthePanelofArbitratorsoftheArbitrationCommissionorauthorizetheChairmanoftheArbitrationCommissiontomakesuchappointment.

　　Article17TheRespondentshall，within45daysfromthedateofreceiptoftheNoticeofArbitration，submithiswrittendefenseandrelevantdocumentaryevidencetothesecretariatoftheArbitrationCommission.

　　Article18TheRespondentshall，atthelatestwithin60daysfromthedateofreceiptoftheNoticeofArbitration，lodgewiththesecretariatoftheArbitrationCommissionhiscounterclaiminwriting，ifany.Thearbitrationtribunalmayextendthattimelimitifitdeemsthattherearejustifiedreasons.

　　Whenlodgingacounterclaim，theRespondentmuststateinhiswrittenstatementofcounterclaimhisspecificclaim，reasonsforhisclaimandfactsandevidenceuponwhichhisclaimisbased，andattachtohiswrittenstatementofcounterclaimtherelevantdocumentaryevidence.Whenlodgingacounterclaim，theRespondentsha