StockandInterestPurchaseAgreement股票购买合同doc.docx
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StockandInterestPurchaseAgreement股票购买合同doc.docx
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StockandInterestPurchaseAgreement股票购买合同doc
StockandInterestPurchaseAgreement股票购买合同-
Section2.1Definitions.ForthepurposesofthisArticle2,thefollowingwordsshallhavethemeaningssetforthbelow:
(a)AnAffiliateofanyPersonisanyotherPersonwhichcontrols,iscontrolledbyorisundercommoncontrolwithsuchPerson.(b)InitiatingHoldersmeanstheholdersofRegistrableStockinitiallyrequestingregistrationpursuanttoSection2.2ofthisArticle2.(c)LongFormRegistrationStatementmeansaregistrationstatementonFormS1,FormS2,FormSB1orFormSB2,oranysimilarformofregistrationstatementadoptedbytheCommissionfromandafterthedatehereof.(d)Personincludesanindividual,partnership,trust,corporation,jointventure,association,government,governmentbureauoragencyorotherentityofwhatsoeverkindornature.(e)Thetermsregister,registeredandregistrationrefertoaregistrationeffectedbypreparingandfilingaregistrationstatementincompliancewiththeSecuritiesAct.(f)RegistrableStockmeans(x)thesharesheldbytheStockholders;and(y)anysecuritiesissuedorissuablewithrespecttothesecuritiesidentifiedinclause(x)abovebyreasonofastockdividendorstocksplitorinconnectionwithacombinationofshares,recapitalization,merger,consolidationorotherreorganization.EachshareofRegistrableStockshallcontinuetobeRegistrableStockinthehandsofeachsubsequentholderthereof;providedthateachshareofRegistrableStockshallceasetobeRegistrableStockwhentransferredtoanypersonwhoisnotAffiliatedwithaholderpursuanttoaregisteredpublicofferingorpursuanttoRule144promulgatedbytheCommissionundertheSecuritiesAct.(g)ShortFormRegistrationStatementmeansaregistrationstatementonFormS3oranysimilarformofregistrationstatementadoptedbytheCommissionfromandafterthedatehereof.Section2.2RequiredRegistrations.(a)If,atanytimefollowingthedatethatissixmonthsaftertheconsummationoftheCorporation’sinitialQualifiedPublicOffering,theInitiatingHolderspropose,pursuanttoaLongFormRegistrationStatement,todisposeofatleast20%oftheRegistrableStockthenoutstandinginaQualifiedPublicoffering,thensuchInitiatingHoldersmayrequesttheCorporationinwritingtoeffectsuchregistration,statingthenumberofsharestobedisposedof,theintendedmethodofdispositionofsuchshares,andtheanticipatedofferingprice.TheCorporationshallhavetheabsoluterighttodeterminetheformofregistrationstatement,andshallhavetheabsoluterighttocausetheregistrationtobefiledonaShortFormRegistrationStatementiftheCorporationisthenentitledtouseaShortFormRegistrationStatement.AQualifiedPublicOfferingshallmeanafirmlyunderwritten,publicofferingpursuanttoaneffectiveregistrationstatementcoveringtheofferandsaleofsharesofClassACommonStock,parvalue$,_________pershare(theClassACommonStock)aclassofequitysecuritiesoftheCorporationwhich(A)yieldsproceedstotheCorporationofatleast$,_________(netofunderwritingdiscountsandcommissions)and(B)wouldestablishanaggregatevaluefortheClassACommonStock(assumingtheconversionofallofthePreferredStockandClassBCommonStockoftheCorporationthenconvertibleintosuchclassofequitysecurities)outstandingimmediatelypriortotheconsummationofsuchofferingofatleast$,_________.(b)If,atanytimewhentheCorporationisentitledtofilearegistrationstatementonaShortFormRegistrationStatement,oneormoreholdersofRegistrableStockproposetodisposeofsharesofRegistrableStockwhichwouldhaveananticipatedaggregateofferingpriceofatleast$,_________pursuanttoaShortFormRegistrationStatement,thensuchholdersmayrequesttheCorporationinwritingtoeffectsuchregistrationpursuanttoaShortFormRegistrationStatementundertheSecuritiesAct,thenumberofsharesofRegistrableStocktobedisposedof,theintendedmethodofdispositionofsuchsharesofRegistrablestockandtheanticipatedofferingprice.(c)UponreceiptoftherequestoftheInitiatingHolderspursuanttoSections2.2(a)or2.2(b)hereof,theCorporationshallgivepromptwrittennoticethereoftoallotherholdersofRegistrableStockandtoallotherholdersofShareswhohavethecontractualrighttoincludealloranyportionoftheirSharesintheregistration.SubjecttotheprovisionsofSection2.3hereof,theCorporationshalluseitsbesteffortspromptlytoeffecttheregistrationundertheSecuritiesActofallsharesofRegistrableStockspecifiedintherequestsoftheInitiatingHoldersandtherequests(statingthenumberofsharesofRegistrableStocktobedisposedof)ofotherholdersofsharesofRegistrableStock(collectively,RequestingHolders)andotherholdersofShares(AdditionalRequestingHolders)givenwithinfifteen(15)daysafterreceiptofsuchnoticefromtheCorporation.(d)NotwithstandinganythingtothecontrarycontainedinthisSection2.2.noPerson(asdefined,forthesepurposes,inRule144(a)
(2)oftheCommissionundertheSecuritiesAct)whothenbeneficiallyownsonepercent(1%)orlessofthethenoutstandingsharesofRegistrableStockmayrequest(eitherasanInitiatingHolder,RequestingHolderorasanAdditionalRequestingHolder)thatanyofitssharesofRegistrableStockbeincludedinanyregistrationstatementfiledbytheCorporationpursuanttothisSection2,2unless,intheopinionofcounselfortheCorporation,suchPerson’sintendeddispositionofRegistrableStockcouldnotbeeffectedwithin90daysofthedateofsaidopinionwithoutregistrationofsuchsharesundertheSecuritiesAct(assuming,forthispurpose,thatifcurrentpublicinformation(asdefinedinRule144(c)oftheCommissionundertheSecuritiesAct)isavailablewithrespecttotheCorporationasofthedateofsuchopinion,itwillremainsoavailableforsuch90dayperiod).Section2.3LimitationsonRequiredRegistrations.(a)TheCorporationshallnotberequiredtoprepareandfilemorethantworegistrationstatementsattherequestofholdersofRegistrableStock.pursuanttoSection2.2hereof;provided,however,innocaseshallthecorporationberequiredtofilemorethanoneLongFormRegistrationStatement.(b)TheregistrationrequestedbytheInitiatingHoldersmustbeforafirmlyunderwrittenoffering,unlesssuchregistrationshallberegisteredonFormS3undertheSecuritiesAct.IntheeventthatthemanagingunderwriteradvisestheCorporationinwritingthatthenumberofsharesofRegistrableStockrequestedtobeincludedexceedsthenumberwhichcanbesoldinsuchoffering,theCorporationshallincludeinsuchregistration,priortoanysharesheldbyAdditionalRequestingHolders,theRegistrableStockrequestedtobeincludedwhichintheopinionofthemanagingunderwriterscanbesold,amongtheRequestingHoldersonthebasisoftheaggregatenumberofsharesofRegistrableStockthenheldbyeachholder;providedthatifanysuchholderwouldthusbeentitledtoincludemoresharesofRegistrablestockthansuchholderrequestedtoberegistered,theexcesswillbeallocatedamongtheotherholdersonthebasisofthenumberofsharesofRegistrableStockthenheldbyeachholder.Forpurposesofmakinganysuchreduction,eachStockholderandthePermittedTransfereesshallbedeemedtobeasingleholderofRegistrableStock,andanyproratareductionwithrespecttosuchholdershallbebasedupontheaggregateamountofRegistrableStockownedbyallentitiesandindividualsincludedinsuchholder,asdefinedinthissentence(andtheaggregateamountsoallocatedtosuchholdershallbeallocatedamongtheentitiesandindividualsincludedinsuchholderinsuchmannerassuchStockholdermayreasonablydetermine.)IfanyholderofRegistrableStockdisapprovesofthetermsoftheunderwriting,suchPersonmayelecttowithdrawtherefrombywrittennoticetotheCorporation,themanagingunderwriterandtheInitiatingHolders.TheRegistrablestocksowithdrawnshallalsobewithdrawnfromregistration.Onlysecuritieswhicharetobeincludedintheunderwritingmaybeincludedintheregistration.(c)TheCorporationshallnotberequiredtoprepareandfilearegistrationstatementpursuanttoSection2.2hereof(x)whichwouldbecomeeffectivewithin270daysfollowingtheeffectivedateofaregistrationstatement(otherthanaregistrationstatementfiledonFormS8)filedbytheCorporationwiththeCommissionpertainingtoanunderwrittenpublicofferingofsecuritiesforcashfortheaccountoftheCorporationoritsothershareholdersor(y)iftheCorporationingoodfaithgiveswrittennoticetotheholdersofRegistrableStockthattheCorporationhasdeterminedtoprepareaCorporationinitiatedregistrationstatementinwhich,onthetermsandsubjecttotheconditionsofSections2.4and2.5hereof,holdersofRegistrableStockmayparticipate,andtheCorporationisactivelyemployingingoodfaithreasonableeffortstocausesuchregistrationstatementtohefiledandthereaftertobecomeeffective.(d)Notwithstandingtheforegoing,iftheCorporationshallfurnishtoInitiatingHoldersacertificatesignedbytheChiefExecutiveofficeroftheCorporationstatingthatinthegoodfaithjudgmentoftheBoardofDirectorsoftheCorporationitwouldbeseriouslydetrimentaltotheCorporationanditsstockholdersforsuchregistrationstatementtobefiledanditisthereforeessentialtodeferthefilingofsuchregistrationstatement,thentheCorporationshallhavetherighttodefertakingactionwithrespecttosuchfilingforaperiodofnotmorethan90daysafterreceipt
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