Investment Agreement投资合同完整篇doc.docx
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Investment Agreement投资合同完整篇doc.docx
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InvestmentAgreement投资合同完整篇doc
InvestmentAgreement投资合同-
WHEREAS,theCompanyandPurchaserarepartiestothatcertainInvestmentAgreementdatedasof_________,_________,_________(M/D/Y)(theAgreementand
WHEREAS,theCompanyandPurchaserdesiretoamendtheAgreementasprovidedinthisAmendment.
NOW,THEREFORE,inconsiderationofthemutualcovenantsandagreementshereinaftersetforth,andothergoodandvaluableconsideration,thereceiptandsufficiencyofwhichareherebyacknowledged,theCompanyandPurchaserherebyagreeasfollows:
1.Section2.3oftheAgreementisherebyamendedtoreadinfullasfollows:
2.3IssuanceofAdditionalShares.ThepartiesacknowledgethattheCompanymaymakeaninitialofferingtothepublicofitsCommonStockpursuanttoaregistrationstatementeffectiveunderthefederalSecuritiesActof1933,asamended(theSecuritiesAct),followingtheClosingDate(theclosingofsuchofferingbeingreferredtohereinafterastheInitialPublicOffering).IftheCompanydoesnotclosetheInitialPublicOfferingatanofferingpriceofatleast$_________pershare(asadjustedforanystocksplits,stockdividends,combinationsorthelike)onorbeforethedatethatistwohundredseventy(270)daysfollowingtheClosingDate,theCompanyshallissuefornoadditionalconsiderationtoPurchaser_________additionalsharesofPreferredStockwithoutneedforanyfurtheractionbyPurchaser;providedthatiftheCompanyclosestheInitialPublicOfferingwithinsuch270dayperiod,butdoessoatanofferingpricelessthan$_________pershare(asadjustedforanystocksplits,stockdividends,combinationsorthelike),suchsharesshallconsistofCommonStockratherthanPreferredStock.Furthermore,intheeventtheCompanyfailstoclosetheInitialPublicOfferingonorbeforethedatethatis90daysfollowingthefirstanniversaryoftheClosingDate,theCompanyshallissuepromptlytoPurchaser,fornoadditionalconsideration,anadditional_________sharesofPreferredStockwithoutneedforanyfurtheractionbyPurchaser.ThenumbersofsharesofstockspecifiedinthisSection2.3shallbeadjustedforanystocksplits,stockdividends,recapitalizationsorsimilareventsoccurringpriortothedatesindicated.
2.Section10oftheAgreementisherebyamendedtoreadinfullasfollows:
10.PROVISIONFORPERFORMANCEBASEDWARRANT.FollowingtheClosingDate,theCompanyandPurchasershallcontinuetonegotiateingoodfaithtoenterintoastrategicdistributionallianceagreementwithrespecttothePurchaser’sdistributionoftheCompany’sInternetbasedinformationandcommunicationsservices(theStrategicAllianceAgreement).If,andonlyif,thePurchaserandtheCompanyenterintotheStrategicAllianceAgreementwithinninety(90)daysfollowingtheClosingDate,theCompanyshallissuetoPurchaser,fornoadditionalconsideration,withinfive(5)daysfollowingtheexecutionbythepartiesoftheStrategicAllianceAgreement,aperformancebasedwarranttopurchaseanaggregateof***sharesofPreferredStockor,intheeventthattheInitialPublicOfferinghasbeenclosedbysuchdate,CommonStock(thePerformanceBasedWarrant).ThePerformanceBasedWarrantwouldbegrantedwithrespectto***,***and***sharesonMarch31ofeachofthecalendaryears_________,respectively,withtheexercisepricepershareequaltothefairmarketvalueoftheunderlyingcapitalstockontherespectivedatesofgrant(asadjustedforstocksplits,stockdividends,combinationsandthelikeoccurringafterthedatethereof)providedthatthejointmarketingeffortsofPurchaserandtheCompanyyieldedtheCompanygrossrevenuesof$***,$***and$***,respectively,duringthetwelvemonthperiodendingon_________,_________,_________(M,D,Y),respectively.SuchPerformanceBasedWarrantshallotherwisecontaintermssubstantiallysimilartothoseoftheWarrant.NothingsetforthinthisAgreementshallobligateeitherPurchaserortheCompanytoenterintotheStrategicAllianceAgreement,whetherontheforegoingtermsorotherwise.
3.TheremainderoftheAgreementshallremainunchanged.
INWITNESSWHEREOF,theCompanyandPurchaserhaveexecutedthisAmendmentasofthedayandyearfirstabovewritten.
AAA,INC.CCC
By:
_________By:
_________
Name:
_________Name:
_________
Title:
_________Title:
_________
***OmittedpursuanttoarequestforconfidentialtreatmentandfiledseparatelywiththeCommission.
InvestmentAgreement投资合同-
EXHIBITA
DESIGNATIONSOFPREFERENCES,
LIMITATIONS,ANDRELATIVERIGHTSOF
SERIESEPREFERREDSTOCKOFAAA,INC.
ForthepurposesoftheseDesignations,thefollowingtermsshallhavethemeaningsspecified:
AnyCommonStockshallmeantheCorporation’scommonstock,withorwithoutseriesdesignation.
ArticlesofIncorporationshallmeantheAmendedandRestatedArticlesofIncorporationoftheCorporation,asamendedfromtimetotime.
BoardofDirectorsshallmeantheboardofdirectorsoftheCorporation.
BylawsshallmeanthebylawsoftheCorporation,asamended.
CommonEquityshallmeanAnyCommonStockandanyothersecuritiesentitledgenerallytoparticipateintheearningsorassetsoftheCorporation.
CommonStockshallmeanthevotingcommonstock,withoutdesignationastoseriesandwithoutparvaluepershare,oftheCorporation.
CommonStockDeemedOutstandingshallmeanthetotalnumberofoutstandingsharesofAnyCommonStockplusthetotalnumberofsharesofAnyCommonStockoftheCorporationintowhichallCommonStockEquivalentsareexercisableorconvertible,ineachcaseotherthansharesheldinthetreasuryoftheCorporation.
CommonStockEquivalentsshallmeananysecuritiesorrightsconvertibleorexercisableintoorotherwiseentitlingtheholderthereof,directlyorindirectly,toreceiveadditionalsharesofAnyCommonStock.
ConversionPriceshallhavethemeaningprovidedinSubsection(d)
(1)hereof.
ConversionSharesshallmeanthesharesofCommonStockintowhicheachshareofSeriesEPreferredStockisconvertiblepursuanttoSection(d)oftheseDesignations.
CorporationshallmeanAAA,Inc.,a_________(Placename)corporation.
Designationsshallmeantheterms,preferences,limitationsandrelativerightsoftheSeriesEPreferredStockestablishedherebyandsetforthhereinafter.
InitialPublicOfferingshallhavethemeaningprovidedintheArticlesofIncorporation.
InvestedAmountpershareofSeriesEPreferredStockshallmean
$,_________pershare(asadjustedpursuanttoSection(d)(5)hereofaftertheOriginalIssueDate).
LiquidationshallhavethemeaningprovidedinSection(b)hereof.
SeriesEPreferredStockshallmeanthe_________sharesofSeriesEPreferredStock,withoutparvaluepershare,herebydesignated.
OriginalIssueDateshallmean,withrespecttoeachshareofSeriesEPreferredStock,thedateonwhichsuchshareofSeriesEPreferredStockisfirstissuedbytheCorporation.
SecuritiesActshallmeanthefederalSecuritiesActof1933,asamended.
TheDesignationsgrantedtoandimposedupontheSeriesEPreferredStockareasfollows:
(a)DividendRights.TheholdersofSeriesEPreferredStockshallnotbeentitledtoreceivedividends;provided,however,thatnodividendshallbepaidonordeclaredandsetapartforanyshareofCommonEquity,otherthantheSeriesAPreferredStock,foranyperiodunlessatthesametimeanequaldividendforthesamedividendperiodshallbepaidonordeclaredandsetapartforeachshareofSeriesEPreferredStockbasedonthenumberofConversionSharesintowhicheachshareisthenconvertible.NodividendsshallbepaidwithrespecttotheSeriesEPreferredStockunlessanduntildividendshavebeendeclaredandpaidontheCorporation’sSeriesAPreferredStockinaccordancewiththeSeriesAPreferredStockDesignationsofPreferences,LimitationsandRelativeRights.DividendsonsharesofcapitalstockoftheCorporationshallbepayableonlyoutoffundslegallyavailabletherefor.
(b)LiquidationRights.Intheeventoftheliquidation,dissolutionorwindingupforanyreason,including,withoutlimitation,bankruptcy,oftheCorporationoranyoftheCorporation’ssubsidiaries,theassetsofwhichconstituteallorsubstantiallyalltheassetsofthebusinessoftheCorporationanditssubsidiariestakenasawholeorsucheventsspecifiedinthenextsentence(eachsucheventreferredtoasaLiquidation),theholdersoftheoutstandingsharesofSeriesEPreferredStockshall,attheirelection,beentitledtoreceiveinexchangeforandinredemptionofeachshareoftheirSeriesEPreferredStock,andonaparitywiththeholdersofanycapitalstockrankingparipassuto(includingtheSeriesB,CandDPreferredStock),andpriortoanycapitalstockrankingjuniorto,theSeriesEPreferredStockbyreasonoftheirownershipthereof,fromanyfundsorassetslegallyavailablefordistributiontoshareholdersthatportionofsuchfunds,proceedsorassetsinanamountequaltoafraction,
(1)thenumeratorofwhichisthenumberofConversionSharestowhichtheholderofsuchshareofSeriesEPreferredStockwouldbeentitledbyvirtueofconvertingsuchshare;and
(2)thedenominatorofwhichistheCommonStockDeemedOutstandingimmediatelypriortosuchLiquidation;
provided,however,that,notwithstandingtheforegoing,theamountpayabletosuchholderofashareofSeriesEPreferredStockintheeventofaLiquidationoftheCorporation,asprovidedabove,shallnotbelessthan,andshallbeincreasedifnecessary(withsumspayabletoholdersofsharesofanyothercapitalstocktobereducedratablypershareasnecessary)toequal,the
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