《原产地规协议》Word文档格式.docx
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《原产地规协议》Word文档格式.docx
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Desiringtoensurethatrulesoforiginthemselvesdonotcreateunnecessaryobstaclestotrade;
DesiringtoensurethatrulesoforigindonotnullifyorimpairtherightsofMembersunderGATT
Recognizingthatitisdesirabletoprovidetransparencyoflaws,regulations,andpracticesregardingrulesoforigin;
Desiringtoensurethatrulesoforiginarepreparedandappliedinanimpartial,transparent,predictable,consistentandneutralmanner;
Recognizingtheavailabilityofaconsultationmechanismandproceduresforthespeedy,effectiveandequitableresolutionofdisputesarisingunderthisAgreement;
Desiringtoharmonizeandclarifyrulesoforigin;
Herebyagreeasfollows:
PartI:
DefinitionsandCoverage
Article
1:
RulesofOriginback
to
top
1.
ForthepurposesofPartsItoIVofthisAgreement,rulesoforiginshallbedefinedasthoselaws,regulationsandadministrativedeterminationsofgeneralapplicationappliedbyanyMembertodeterminethecountryoforiginofgoodsprovidedsuchrulesoforiginarenotrelatedtocontractualorautonomoustraderegimesleadingtothegrantingoftariffpreferencesgoingbeyondtheapplicationofparagraph1ofArticle
IofGATT
1994.
2.
Rulesoforiginreferredtoinparagraph
1shallincludeallrulesoforiginusedinnon-preferentialcommercialpolicyinstruments,suchasintheapplicationof:
most-favoured-nationtreatmentunderArticles
I,II,III,XIandXIIIofGATT
anti-dumpingandcountervailingdutiesunderArticle
VIofGATT
safeguardmeasuresunderArticle
XIXofGATT
originmarkingrequirementsunderArticle
IXofGATT
andanydiscriminatoryquantitativerestrictionsortariffquotas.
Theyshallalsoincluderulesoforiginusedforgovernmentprocurementandtradestatistics.
(1)
Part
II:
DisciplinestoGoverntheApplicationofRulesofOrigin
2:
DisciplinesDuringtheTransitionPeriodback
UntiltheworkprogrammefortheharmonizationofrulesoforiginsetoutinPart
IViscompleted,Membersshallensurethat:
(a)
whentheyissueadministrativedeterminationsofgeneralapplication,therequirementstobe
fulfilledareclearlydefined.Inparticular:
(i)
incaseswherethecriterionofchange
oftariffclassificationisapplied,sucharuleoforigin,andanyexceptionstotherule,mustclearlyspecifythesubheadingsorheadingswithinthetariffnomenclaturethatareaddressedbytherule;
(ii)
incaseswherethead
valorempercentagecriterionisapplied,themethodforcalculatingthispercentageshallalsobeindicatedintherulesoforigin;
(iii)
incaseswherethecriterionofmanufacturingorprocessingoperationisprescribed,theoperationthatconfersoriginonthegoodconcernedshallbepreciselyspecified;
(b)
notwithstandingthemeasureorinstrumentofcommercialpolicytowhichtheyarelinked,theirrulesoforiginarenotusedasinstrumentstopursuetradeobjectivesdirectlyorindirectly;
(c)
rulesoforiginshallnotthemselvescreaterestrictive,distorting,ordisruptiveeffectsoninternationaltrade.
Theyshallnotposeundulystrictrequirementsorrequirethefulfilmentofacertainconditionnotrelatedtomanufacturingorprocessing,asaprerequisiteforthedeterminationofthecountryoforigin.
However,costsnotdirectlyrelatedtomanufacturingorprocessingmaybeincludedforthepurposesoftheapplicationofanad
valorempercentagecriterionconsistentwithsubparagraph
(a);
(d)
therulesoforiginthattheyapplytoimportsandexportsarenotmorestringentthantherulesoforigintheyapplytodeterminewhetherornotagoodisdomesticandshallnotdiscriminatebetweenotherMembers,irrespectiveoftheaffiliationofthemanufacturersofthegoodconcerned
(2)
(e)
theirrulesoforiginareadministeredinaconsistent,uniform,impartialandreasonablemanner;
(f)
theirrulesoforiginarebasedonapositivestandard.
Rulesoforiginthatstatewhatdoesnotconferorigin(negativestandard)arepermissibleaspartofaclarificationofapositivestandardorinindividualcaseswhereapositivedeterminationoforiginisnotnecessary;
(g)
theirlaws,regulations,judicialdecisionsandadministrativerulingsofgeneralapplicationrelatingtorulesoforiginarepublishedasiftheyweresubjectto,andinaccordancewith,theprovisionsofparagraph1ofArticleXofGATT
(h)
upontherequestofanexporter,importeroranypersonwithajustifiablecause,assessmentsoftheorigintheywouldaccordtoagoodareissuedassoonaspossiblebutnolaterthan150days(3)afterarequestforsuchanassessmentprovidedthatallnecessaryelementshavebeensubmitted.
Requestsforsuchassessmentsshallbeacceptedbeforetradeinthegoodconcernedbeginsandmaybeacceptedatanylaterpointintime.
Suchassessmentsshallremainvalidforthreeyearsprovidedthatthefactsandconditions,includingtherulesoforigin,underwhichtheyhavebeenmaderemaincomparable.
Providedthatthepartiesconcernedareinformedinadvance,suchassessmentswillnolongerbevalidwhenadecisioncontrarytotheassessmentismadeinareviewasreferredtoinsubparagraph
(j).Suchassessmentsshallbemadepubliclyavailablesubjecttotheprovisionsofsubparagraph
(k);
whenintroducingchangestotheirrulesoforiginornewrulesoforigin,theyshallnotapplysuchchangesretroactivelyasdefinedin,andwithoutprejudiceto,theirlawsorregulations;
(j)
anyadministrativeactionwhichtheytakeinrelationtothedeterminationoforiginisreviewablepromptlybyjudicial,arbitraloradministrativetribunalsorprocedures,independentoftheauthorityissuingthedetermination,whichcaneffectthemodificationorreversalofthedetermination;
(k)
allinformationthatisbynatureconfidentialorthatisprovidedonaconfidentialbasisforthepurposeoftheapplicationofrulesoforiginistreatedasstrictlyconfidentialbytheauthoritiesconcerned,whichshallnotdiscloseitwithoutthespecificpermissionofthepersonorgovernmentprovidingsuchinformation,excepttotheextentthatitmayberequiredtobedisclosedinthecontextofjudicialproceedings.
3:
DisciplinesaftertheTransitionPeriodback
TakingintoaccounttheaimofallMemberstoachieve,asaresultoftheharmonizationworkprogrammesetoutinPart
IV,theestablishmentofharmonizedrulesoforigin,Membersshallensure,upontheimplementationoftheresultsoftheharmonizationworkprogramme,that:
theyapplyrulesoforiginequallyforallpurposesassetoutinArticle
1;
undertheirrulesoforigin,thecountrytobedeterminedastheoriginofaparticulargoodiseitherthecountrywherethegoodhasbeenwhollyobtainedor,whenmorethanonecountryisconcernedintheproductionofthegood,thecountrywherethelastsubstantialtransformationhasbeencarriedout;
therulesoforiginthattheyapplytoimportsandexportsarenotmorestringentthantherulesoforigintheyapplytodeterminewhetherornotagoodisdomesticandshallnotdiscriminatebetweenotherMembers,irrespectiveoftheaffiliationofthemanufacturersofthegoodconcerned;
therulesoforiginareadministeredinaconsistent,uniform,impartialandreasonablemanner;
upontherequestofanexporter,importeroranypersonwithajustifiablecause,assessmentsoftheorigintheywouldaccordtoagoodareissuedassoonaspossiblebutnolaterthan150daysafterarequestforsuchanassessmentprovidedthatallnecessaryelementshavebeensubmitted.
(h).
Suchassessmentsshallbemadepubliclyavailablesubjecttotheprovisionsofsubparagraph
(i);
anyadministrativeactionwhichtheytakeinrelationtothedeterminationoforiginisreviewablepromptlybyjudicial,arbitraloradministrativetribunalsorprocedures,independentoftheauthorityissuingthedetermination,whichcaneffectthemodificationorreversalofthedeterminati
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